Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Nephi Allen is an investment advisor representative with Wells Fargo Clearing Services, LLC. William has over 20 years of experience in the industry and is registered to provide investment advice in 33 states and the District of Columbia. William’s firm is a subsidiary of Wells Fargo Advisors LLC, a leading provider of investment and financial services. The firm manages over $500 billion in assets for individual, institutional, and corporate clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
08/01/2011 - Present
Wells Fargo Clearing Services, LLC (PARK CITY UT)
UT
11/04/2008 - 08/01/2011
KEY INVESTMENT SERVICES LLC (SALT LAKE CITY UT)
UT
03/15/2006 - 11/07/2008
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
SC
10/18/2002 - 03/10/2006
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CT
09/05/2001 - 10/21/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BOTH
Issued 09/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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