Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Neilson Wheeler is an active advisor registered with LPL Financial LLC since 2013, operating out of the Goodyear, AZ branch office. William has been in the industry since 1986 and previously worked for Financial West Group in Reno, NV. William holds the Series 7, Series 63, and SIE licenses, as well as registration in Arizona, California and Maryland. William also provides consulting and accounting services for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/12/2013 - Present
LPL Financial LLC (GOODYEAR AZ)
CA
10/11/1993 - 10/30/2013
LPL FINANCIAL LLC (LOS ALAMITOS CA)
NV
10/23/1990 - 10/21/1993
FINANCIAL WEST GROUP (RENO NV)
NA
02/09/1989 - 11/06/1990
GOLDEN BAY SECURITIES, INC.
NA
08/21/1986 - 01/17/1989
BARABAN SECURITIES, INC.
BC
Issued 10/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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