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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Neil Cummins is an investment advisor representative with MML Investors Services, LLC, where William Neil Cummins has been employed since March 2017. William Neil Cummins is also registered as an investment advisor representative in Texas. William Neil Cummins has been in the securities industry for over 20 years. William Neil Cummins has passed the Series 6, 7, 63, and 65 exams. William Neil Cummins is a registered representative of MML Investors Services, LLC, a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
11/02/2023 - Present
MML Investors Services, LLC (HUNT VALLEY MD)
MD
08/03/2000 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Baltimore MD)
MD
08/03/2000 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BALTIMORE MD)
BC
Issued 04/05/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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