Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Swerdlick is a financial advisor with over 15 years of experience in the industry. He currently works at MFS Fund Distributors, Inc. where William has been since May 2008. William also previously worked at MORGAN STANLEY & CO., INCORPORATED. William has a Series 7, Series 66, Series 51 and Series 31 license. He is registered in Michigan and Ohio. William is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
05/14/2008 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
MA
10/04/2007 - 02/07/2008
MORGAN STANLEY & CO., INCORPORATED (MIDDLETON MA)
IA
Issued 03/24/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/28/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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