Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Nathan Ellis is an investment advisor representative associated with Ameriprise Financial Services, LLC and has been in the industry since January 26, 1998. William has a Series 66, Series 10, Series 9, Series 24 and Series 7 licenses. In addition to their registration in Minnesota, William is also registered in Alabama, Arkansas, Delaware, Mississippi, Nebraska, Nevada, Oklahoma, Rhode Island, Virginia, Washington, and Wisconsin. William is also active as an Investment Advisor Representative with Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
03/04/2015 - Present
Ameriprise Financial Services, LLC (MINNEAPOLIS MN)
MN
01/27/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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