Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Rodriguez is a financial advisor with Briggs Wealth Management, Inc. William has been in the financial industry for over 15 years. Before joining Briggs Wealth Management, Inc., William worked at LPL FINANCIAL LLC, KEY INVESTMENT SERVICES LLC, MORGAN STANLEY, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. William holds the Series 6, 7, 63, and 66 licenses. William is also a Certified Financial Planner. William specializes in financial planning, investment management, and tax preparation. William serves individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Consulting; tax preparation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
09/05/2019 - Present
Briggs Wealth Management, Inc. (Glastonbury CT)
CT
09/26/2017 - 08/09/2019
LPL FINANCIAL LLC (AVON CT)
CT
09/21/2016 - 12/07/2016
KEY INVESTMENT SERVICES LLC (EAST HARTFORD CT)
CT
04/20/2015 - 09/21/2016
LPL FINANCIAL LLC (EAST HARTFORD CT)
CT
12/21/2012 - 04/22/2015
MORGAN STANLEY (WEST HARTFORD CT)
CT
08/22/2012 - 11/12/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
CT
04/01/2006 - 11/09/2006
METLIFE INVESTORS DISTRIBUTION COMPANY (HARTFORD CT)
CA
06/21/2005 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NJ
07/09/2004 - 11/03/2004
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 12/06/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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