Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Naikwan Lee is a financial advisor with over 28 years of experience in the industry. William is currently registered with MML Investors Services, LLC, and has been with the firm since November of 2002. William has held various positions at different firms throughout his career, including White Pacific Securities, Inc., Muriel Siebert & Co., Inc., Round Hill Securities, Inc., First Affiliated Securities, First Allied Securities, Inc., and First California Securities. William is licensed in California, and has passed a variety of exams including the Series 63, 66, 7, and 24. He is also licensed to sell health insurance and specializes in portfolio management for businesses and individuals. William provides financial planning, asset allocation programs, pension consulting, and educational seminars to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
05/29/2013 - Present
MML Investors Services, LLC (ARCADIA CA)
CA
11/01/2001 - 12/02/2002
WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
NY
01/09/2001 - 11/20/2001
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
CA
03/13/1995 - 01/04/2001
ROUND HILL SECURITIES, INC. (ALAMO CA)
CA
08/06/1994 - 08/29/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
CA
12/16/1994 - 03/13/1995
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
04/21/1994 - 07/06/1994
FIRST CALIFORNIA SECURITIES (SANTA CLARA CA)
BOTH
Issued 12/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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