Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kern is a financial advisor at LPL Financial LLC, a large independent broker-dealer and registered investment advisor, working in the Kingston, PA area. William joined LPL Financial LLC on 6/9/2021 after having previously worked for M&T Securities, INC. and Wachovia Securities, LLC. William has held his Series 63, Series 6, and SIE licenses since 2001 and is registered in the state of Pennsylvania. William has over 20 years of experience in the financial services industry. William has a wide range of experience and expertise in financial planning, consulting, and other non-discretionary advisory services, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/09/2021 - Present
LPL Financial LLC (KINGSTON PA)
PA
06/19/2006 - 06/09/2021
M&T SECURITIES, INC. (KINGSTON PA)
PA
12/18/2001 - 05/17/2006
WACHOVIA SECURITIES, LLC (PLYMOUTH PA)
BC
Issued 12/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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