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William Mowry Mann

Brookwood Securities Partners, LLC

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About William Mowry Mann

William Mann is a financial advisor currently registered with Brookwood Securities Partners, LLC. William has been in the industry since 2014. William holds FINRA licenses Series 7, 6, 63, 66 and SIE. William is licensed to provide financial advice in 42 states. Previously, William worked for ING Financial Advisors, LLC, Phoenix Equity Planning Corporation, Northwestern Mutual Investment Services, LLC, SunAmerica Capital Services, Inc., American General Funds Distributors, Inc., and Putnam Mutual Funds Corp..

Firm Information

William Mann is currently registered with Brookwood Securities Partners, LLC. Brookwood Securities Partners, LLC, is a Limited Liability Company formed in May 1993. They are registered with the SEC and in 46 states.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Mann’s Registration & Firm History

MA

08/08/2022 - Present

Brookwood Securities Partners, LLC (BEVERLY MA)

CT

11/03/2008 - 12/09/2009

ING FINANCIAL ADVISERS, LLC (EAST HAVEN CT)

CT

12/01/2005 - 07/13/2007

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

WI

10/28/2003 - 09/08/2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

NJ

10/17/2001 - 11/30/2001

SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

MA

02/22/1999 - 10/05/2001

AMERICAN GENERAL FUNDS DISTRIBUTORS, INC. (BOSTON MA)

MA

04/25/1996 - 07/31/1998

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

BC

Issued 08/19/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 12/07/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/08/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/24/2022

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/1998

Series 7 - General Securities Representative Examination

BC

Issued 04/24/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Mowry Mann.
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