Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Moss is an investment advisor representative registered with J.P. MORGAN SECURITIES LLC. William Moss has been in the industry since April 6, 2001. William Moss has a total of 25 approved SRO registrations, 1 approved FINRA registrations, 53 approved state registrations and 2 approved IA state registrations. William Moss is currently registered with J.P. MORGAN SECURITIES LLC and previously worked for CETERA INVESTMENT SERVICES LLC, PNC INVESTMENTS, SUNTRUST INVESTMENT SERVICES, INC. and BANC OF AMERICA INVESTMENT SERVICES, INC. William Moss also passed the Uniform Securities Agent State Law Examination on 11/14/2000, the Uniform Combined State Law Examination on 3/19/2008, the General Securities Principal Examination on 3/30/2001, the Securities Industry Essentials Examination on 10/1/2018 and the General Securities Representative Examination on 10/4/2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
GA
02/10/2023 - Present
J.p. Morgan Securities LLC (Atlanta GA)
GA
03/09/2018 - 01/17/2023
CETERA INVESTMENT SERVICES LLC (ATLANTA GA)
GA
01/09/2017 - 12/21/2017
CETERA INVESTMENT SERVICES LLC (ATLANTA GA)
GA
12/20/2012 - 11/02/2016
PNC INVESTMENTS (ATLANTA GA)
GA
01/29/2008 - 03/28/2012
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
10/05/2000 - 01/08/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (ATLANTA GA)
BOTH
Issued 3/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/4/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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