Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Morrow Arth is a financial professional with over 10 years of experience in the industry. Currently, William is registered with Piper Sandler & Co. and has been with the firm since August 2019. William holds a Series 63, 65, 7 and SIE license. Prior to joining Piper Sandler & Co. William was affiliated with Ameritas Investment Corp. and Transwestern Capital Markets, LLC. William also specializes in municipal securities, and has the Series 52TO license. William has a strong background in providing advisory services to state and municipal government entities. William is committed to providing exceptional service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
09/09/2019 - Present
Piper Sandler & Co. (Lincoln NE)
NE
11/12/2014 - 09/09/2019
AMERITAS INVESTMENT CORP. (LINCOLN NE)
RI
12/22/2010 - 10/31/2014
TRANSWESTERN CAPITAL MARKETS, LLC (NEWPORT RI)
BC
Issued 02/10/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/28/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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