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William Morris Tobias

TP Icap Global Markets Americas LLC

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About William Morris Tobias

William Tobias is a financial professional with over 25 years of experience in the industry. William's career has spanned a variety of firms including Tp Icap Global Markets Americas LLC, Tullett Prebon Financial Services LLC, Icap Securities USA LLC, Brokertec Americas LLC, Cantor, Weiss & Friedner, Inc., and Hampshire Securities Corporation. William currently works with Tp Icap Global Markets Americas LLC and holds FINRA Series 7, 99TO, and SIE registrations as well as a Series 27 Principal License. William is an active member of the financial industry and remains committed to helping clients achieve their financial goals.

Firm Information

William Tobias is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Tobias’s Registration & Firm History

NY

11/04/2004 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

08/21/2018 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

12/16/2002 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NJ

03/26/2013 - 10/03/2016

BROKERTEC AMERICAS LLC (JERSEY CITY NJ)

NY

11/11/1998 - 12/12/2002

CANTOR, WEISS & FRIEDNER, INC. (NEW YORK NY)

NY

12/19/1996 - 04/20/1998

HAMPSHIRE SECURITIES CORPORATION (NEW YORK NY)

NY

01/27/1995 - 11/21/1996

GARBAN CORPORATES GP (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/23/1995

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Morris Tobias.
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