Unclaimed
William Moran Gould is a registered representative with Payden & Rygel Distributors. William has been in the financial industry since March 10, 2017 and is licensed to sell securities in California, Florida, Georgia, Massachusetts, New York, North Carolina, and South Carolina. William holds FINRA Series 6, 7, 63, 99, and 22 licenses, in addition to the SIE. William has previously worked at Quasar Distributors, LLC and Putnam Retail Management Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/11/2022 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
MA
11/20/2019 - 06/06/2022
QUASAR DISTRIBUTORS, LLC (Boston MA)
MA
11/23/2016 - 10/07/2019
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
BC
Issued 01/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/23/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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