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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Monroe Biles is a financial advisor registered with TLG Advisors, Inc. William has been working in the financial services industry since 2001. William has experience with financial planning, portfolio management, and pension consulting. William has a strong understanding of the insurance industry as well. William has a series 6, 7, 63, and 66 license as well as the SIE exam. William has a CFP designation and is a Registered Investment Advisor with the State of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/03/2022 - Present
TLG Advisors, Inc. (Charlotte NC)
NC
02/28/2018 - 07/08/2020
INVESTACORP, INC. (Charlotte NC)
NC
04/07/2016 - 08/22/2017
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
CT
09/06/2013 - 03/17/2016
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
AZ
05/29/2002 - 07/03/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CO
11/21/2001 - 05/30/2002
THE LEADERS GROUP, INC. (LITTLETON CO)
CA
02/11/1996 - 12/11/2001
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
GA
11/04/1994 - 12/11/1995
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NA
10/05/1993 - 09/13/1994
NATIONSSECURITIES
IN
11/24/1992 - 10/28/1993
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
CA
01/10/1992 - 11/24/1992
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
IN
05/03/1990 - 07/20/1992
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NY
11/23/1988 - 10/11/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/06/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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