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William Mitchell Spiegel

PFS Investments Inc.

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About William Mitchell Spiegel

William Mitchell Spiegel is a financial advisor with PFS Investments Inc., registered with the state of Florida. William has been in the industry since June 9, 1996, and has been with PFS Investments Inc. since March 1996. William is a licensed Registered Representative and Investment Advisor Representative. William holds the following licenses and certifications: Series 6, Series 63, Series 26, and Series 65. William is a resident of Altamonte Springs, FL. William works out of the PFS Investments Inc. branch office located in Apopka, FL. William is also involved in community activities, including serving on the Sign Committee of Apopka, FL and as a Director/Board of Directors for the Wekiva Center Association, Apopka, FL.

Firm Information

William Spiegel is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Spiegel’s Registration & Firm History

FL

08/01/2011 - Present

PFS Investments Inc. (APOPKA FL)

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Licenses & Designations

IA

Issued 04/22/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Mitchell Spiegel.
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