Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Morris has been a financial advisor since 1985. William is currently registered with UBS Financial Services Inc. in Knoxville, Tennessee and has been with the firm since 2010. Previously, William was registered with MetLife Securities Inc., Legend Equities Corporation, Metropolitan Life Insurance Company, Amsouth Investment Services, Inc., VALIC Financial Advisors, Inc., The Variable Annuity Marketing Company, MML Investors Services, Inc., G. R. Phelps & Co., Inc., Northcutt-Owen and Company, and IDS Marketing Corporation. William's experience in the financial services industry spans over 30 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
10/14/2010 - Present
UBS Financial Services Inc. (KNOXVILLE TN)
MA
02/20/2008 - 11/17/2008
METLIFE SECURITIES INC. (SPRINGFIELD MA)
FL
08/02/2007 - 02/19/2008
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
TN
01/26/2007 - 07/24/2007
METLIFE SECURITIES INC. (KNOXVILLE TN)
TN
01/26/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (KNOXVILLE TN)
TN
05/22/2006 - 10/31/2006
AMSOUTH INVESTMENT SERVICES, INC. (KNOXVILLE TN)
TX
06/28/2000 - 05/15/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
06/28/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
MA
03/01/1996 - 12/31/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
11/07/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
05/12/1988 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
07/25/1985 - 06/01/1988
NORTHCUTT-OWEN AND COMPANY
NA
03/11/1985 - 04/26/1985
IDS MARKETING CORPORATION
BC
Issued 02/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/08/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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