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William Mitchell Lefkowitz

B. Riley Wealth Management

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About William Mitchell Lefkowitz

William Lefkowitz is a financial advisor at B. Riley Wealth Management. William has been in the financial services industry since 1985. William has a variety of experience in the financial services industry, including roles at National Securities Corporation, VFinance Investments, Inc, Ehrenkrantz King Nussbaum, Inc., Weatherly Securities Corporation, CIBC Oppenheimer Corp., Shearson Lehman Hutton Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and E. F. Hutton & Company Inc.

Firm Information

William Lefkowitz is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Lefkowitz’s Registration & Firm History

NJ

07/22/2022 - Present

B. Riley Wealth Management (LIVINGSTON NJ)

NJ

11/17/2012 - 07/22/2022

NATIONAL SECURITIES CORPORATION (LIVINGSTON NJ)

NJ

04/17/2003 - 12/17/2012

VFINANCE INVESTMENTS, INC (LIVINGSTON NJ)

NY

08/16/2002 - 05/05/2003

EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)

NY

05/07/1999 - 09/18/2002

WEATHERLY SECURITIES CORPORATION (NEW YORK NY)

NY

06/13/1990 - 05/13/1999

CIBC OPPENHEIMER CORP. (NEW YORK NY)

NY

01/15/1990 - 06/28/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NY

02/16/1988 - 01/31/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

09/13/1985 - 05/10/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 09/06/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2001

Series 4 - Registered Options Principal Examination

BC

Issued 02/28/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for William Mitchell Lefkowitz. Review regulatory record here.
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