Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Minter has been in the financial services industry since 2000. William is a registered representative of Wells Fargo Advisors Financial Network, LLC. William is a licensed advisor in 19 states including, Arizona, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Iowa, Maine, Maryland, Mississippi, Nevada, North Carolina, Oklahoma, South Carolina, Texas, and Wisconsin. William has experience working with individuals, businesses, trusts, pensions, and charitable organizations. William is a FINRA registered principal with Series 9, Series 10, and Series 66 securities licenses. William is also licensed to sell Series 31 futures managed funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
10/14/2022 - Present
Wells Fargo Advisors Financial Network, LLC (TULSA OK)
OK
05/17/2011 - 10/13/2022
WELLS FARGO CLEARING SERVICES, LLC (TULSA OK)
CA
06/01/2009 - 06/01/2011
MORGAN STANLEY SMITH BARNEY (SANTA ROSA CA)
CA
11/13/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA ROSA CA)
CA
11/29/2007 - 11/18/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN MATEO CA)
OK
10/02/2000 - 09/17/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TULSA OK)
BOTH
Issued 10/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/11/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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