Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Minor is an investment advisor representative registered with Wells Fargo Clearing Services, LLC. William has been in the financial services industry since August 29, 2015. William has passed the Series 63, Series 7, Series 79 and Series 65 exams. William is currently registered with the states of Alabama, Pennsylvania, and Texas. William has previously been registered with UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William is also a member of the Washington County Planning Commission. William is a licensed investment advisor representative and registered broker-dealer in the state of Pennsylvania. William has a history of working with clients in various sectors, including individuals, corporations, charitable organizations, high net worth individuals, insurance companies, and pension and profit sharing plans. William is a dedicated professional who is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/15/2020 - Present
Wells Fargo Clearing Services, LLC (CANONSBURG PA)
AL
06/28/2016 - 05/26/2020
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
IL
08/24/2015 - 06/21/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IA
Issued 08/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/23/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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