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William Miller

William O'Neil Securities

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About William Miller

William Miller is a financial professional with over 20 years of experience in the securities industry. William has a strong background in various financial sectors, including equity trading and investment banking. William has held positions at several prominent firms including The Benchmark Company, LLC, and NDB Capital Markets, LP. Currently, William works at William O'Neil Securities. William is a registered representative in several states, including California, Connecticut, Florida, Missouri, New Jersey, New York, Pennsylvania, and Washington.

Firm Information

William Miller is currently registered with William O'Neil Securities. William O'Neil Securities is a corporation formed on November 7, 1963. The firm is registered with the Securities and Exchange Commission and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Miller’s Registration & Firm History

NY

03/26/2018 - Present

William O'Neil Securities (NEW YORK NY)

NY

10/07/2002 - 04/12/2018

THE BENCHMARK COMPANY, LLC (NEW YORK NY)

NY

07/12/1999 - 11/21/2002

NDB CAPITAL MARKETS, LP (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2021

Series 24 - General Securities Principal Examination

BC

Issued 06/28/2019

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/09/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Miller.
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