Unclaimed
William Miller is a financial professional with over 20 years of experience in the securities industry. William has a strong background in various financial sectors, including equity trading and investment banking. William has held positions at several prominent firms including The Benchmark Company, LLC, and NDB Capital Markets, LP. Currently, William works at William O'Neil Securities. William is a registered representative in several states, including California, Connecticut, Florida, Missouri, New Jersey, New York, Pennsylvania, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/26/2018 - Present
William O'Neil Securities (NEW YORK NY)
NY
10/07/2002 - 04/12/2018
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
07/12/1999 - 11/21/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
BC
Issued 05/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2021
Series 24 - General Securities Principal Examination
BC
Issued 06/28/2019
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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