Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Larocco is a financial advisor with over 38 years of experience in the industry. William is currently registered with Multi-Bank Securities, Inc. in Florida. Previously, William was affiliated with BNY Mellon Capital Markets, LLC in Florida. Prior to BNY Mellon, William worked for Pershing LLC in Florida. William is registered in both California and Florida. William holds Series 63, 7, 24 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/30/2013 - Present
Multi-Bank Securities, Inc. (FT. LAUDERDALE FL)
FL
03/30/2012 - 08/30/2013
BNY MELLON CAPITAL MARKETS, LLC (BOCA RATON FL)
FL
07/08/2010 - 04/03/2012
PERSHING LLC (BOCA RATON FL)
NY
01/03/2002 - 05/21/2010
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
MA
07/19/1988 - 01/16/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
04/16/1984 - 07/27/1988
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/27/1988 - 07/19/1988
TUCKER, ANTHONY & R. L. DAY, INC.
BC
Issued 06/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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