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William Michael Whelton

Commonwealth Financial Network

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About William Michael Whelton

William Whelton is a financial advisor with Commonwealth Financial Network. William has been in the financial services industry since 1989. William is licensed to provide investment advice in multiple states, including Massachusetts, New Hampshire, California, Connecticut, Florida, Georgia, Iowa, Maine, Maryland, Nebraska, New Jersey, North Carolina, Texas, Vermont, and Virginia. William has earned the Series 63, 66, 24, 7, and SIE securities licenses. William is also a Registered Representative of Commonwealth Financial Network. In addition to investment advisory services, William offers fixed insurance sales through the branch office.

Firm Information

William Whelton is currently registered with Commonwealth Financial Network. Commonwealth Financial Network is an Approved Limited Liability Company formed in August 2017 and headquartered in Waltham, Massachusetts. The firm provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. They have a presence in all 50 states, as well as in Puerto Rico and the Virgin Islands. The firm manages approximately $177 billion in regulatory assets under management and has a large network of licensed agents, investment adviser representatives, registered representatives, and investment advisory functions. They cater to various client types, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Commonwealth Financial Network

29 SAWYER ROAD

WALTHAM, MA 02453-3483

$177.03B

Assets Under Management

19,600

Total Clients

3,791

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Whelton’s Registration & Firm History

MA

01/03/2012 - Present

Commonwealth Financial Network (NATICK MA)

MA

05/17/2000 - 12/31/2011

UVEST FINANCIAL SERVICES GROUP, INC. (CONCORD MA)

RI

01/11/2000 - 06/26/2000

CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)

MA

11/01/1994 - 01/18/2000

BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)

PA

05/25/1993 - 11/08/1994

SEI FINANCIAL SERVICES COMPANY (OAKS PA)

FL

12/11/1992 - 05/06/1993

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NY

07/27/1990 - 09/25/1992

FIRST ALBANY CORPORATION (NEW YORK NY)

NY

06/08/1989 - 06/29/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

05/31/1988 - 09/19/1988

SHEARSON LEHMAN HUTTON INC.

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Licenses & Designations

BOTH

Issued 04/19/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/17/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/26/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Michael Whelton.
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