Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Michael Rapp is a financial professional with over 30 years of experience in the financial services industry. William is a registered representative of Northwestern Mutual Investment Services, LLC and holds a variety of licenses and certifications. He provides investment advice and financial planning services to a wide range of clients, including individuals, families, and businesses. William has previously worked with Nationwide Investment Services Corporation and 1717 Capital Management Company. His primary focus is on helping clients achieve their financial goals through personalized investment strategies. William currently holds registrations in 19 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NJ
03/03/2009 - Present
Northwestern Mutual Investment Services, LLC (MOUNT LAUREL NJ)
DE
12/20/2005 - 11/03/2008
NATIONWIDE INVESTMENT SERVICES CORPORATION (NEWARK DE)
DE
04/07/1994 - 12/20/2005
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MO
07/07/1989 - 06/17/1992
ILG SECURITIES CORPORATION (KANSAS CITY MO)
BOTH
Issued 11/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/22/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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