Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Michael Swiderek is a financial advisor with Wells Fargo Clearing Services, LLC based in Albuquerque, NM. William Swiderek has been in the financial industry since July 1997. William Swiderek is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) as an investment advisor representative and a general securities representative. William Swiderek is also registered in 21 states as a broker-dealer and an investment advisor. Prior to joining Wells Fargo Advisors LLC, William Swiderek worked at Prudential Securities Incorporated in New York, NY. William Swiderek provides investment advisory and brokerage services to individuals, businesses, corporations, investment companies, charities, and government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (ALBUQUERQUE NM)
NY
07/29/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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