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William Michael Stiffler

Credit Agricole Securities (usa) Inc.

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About William Michael Stiffler

William Stiffler is a financial professional with over 29 years of experience in the financial services industry. William has held positions at various firms including Credit Agricole Securities (usa) Inc., CLSA AMERICAS, LLC, SETON SECURITIES GROUP, INC., MIZUHO SECURITIES USA INC., MITSUBISHI SECURITIES (USA), INC., SMITH BARNEY INC., and LEHMAN BROTHERS INC. William is registered with the state of New York and currently employed by Credit Agricole Securities (usa) Inc.

Firm Information

William Stiffler is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Stiffler’s Registration & Firm History

NY

09/10/2010 - Present

Credit Agricole Securities (usa) Inc. (NEW YORK NY)

NY

03/01/2013 - 05/31/2013

CLSA AMERICAS, LLC (NEW YORK NY)

NY

11/19/2007 - 09/10/2010

SETON SECURITIES GROUP, INC. (NEW YORK NY)

NY

02/08/2005 - 11/20/2007

MIZUHO SECURITIES USA INC. (NEW YORK NY)

NY

05/17/1999 - 02/01/2005

MITSUBISHI SECURITIES (USA), INC. (NEW YORK NY)

NY

07/31/1993 - 10/02/1998

SMITH BARNEY INC. (NEW YORK NY)

NY

06/21/1993 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/20/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2000

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There is public disclosure for William Michael Stiffler. Review regulatory record here.
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