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William Michael Ryan

Capital Client Group, Inc.

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About William Michael Ryan

William Michael Ryan has been in the financial services industry since December 12, 1992. Currently, William Michael Ryan is registered as a Registered Representative and Investment Adviser Representative with Capital Client Group, Inc. William Michael Ryan has worked with a number of financial institutions in the past, including Putnam Retail Management Limited Partnership, Donaldson, Lufkin & Jenrette Securities Corporation, Touchstone Securities, Inc., and Van Kampen Merritt Inc. William Michael Ryan holds the Series 7, Series 26, Series 63 and Series 65 licenses. William Michael Ryan's primary office is in the Los Angeles, California area.

Firm Information

William Ryan is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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William Ryan’s Registration & Firm History

CA

06/11/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

02/19/1999 - 04/18/2005

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

NJ

02/20/1996 - 02/17/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

OH

03/16/1995 - 02/20/1996

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

TX

08/17/1992 - 12/31/1994

VAN KAMPEN MERRITT INC. (HOUSTON TX)

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Licenses & Designations

IA

Issued 06/10/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/24/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Michael Ryan.
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