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William Michael Klein

Osaic Wealth, Inc.

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About William Michael Klein

William Michael Klein is a financial advisor with over 10 years of experience in the industry. William is currently registered with Osaic Wealth, Inc. and holds Series 66, Series 7TO, and SIE licenses. William is also registered in Connecticut, Florida, Georgia, Massachusetts, New Jersey, New York, and Virginia. William has a broad range of experience providing financial advice and services to individuals, businesses, and institutions. William is committed to helping clients achieve their financial goals and provides a range of financial planning services, including investment management, retirement planning, and estate planning.

Firm Information

William Klein is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Klein’s Registration & Firm History

NY

01/19/2024 - Present

Osaic Wealth, Inc. (MANHASSET NY)

NY

09/03/2020 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (MANHASSET NY)

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Licenses & Designations

BOTH

Issued 11/02/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/03/2020

Series 7TO - General Securities Representative Examination

BC

Issued 06/16/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Michael Klein.
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