Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Michael Kincaid has been in the financial services industry for over 17 years. William is currently registered with Northern Trust Investments, Inc. and is also registered as an investment advisor. William holds licenses Series 3, 7, 63, and 65, and has a SIE exam. William has previously been registered with BNY ConvergEx Execution Solutions LLC, MBSC Securities Corporation, Mellon Funds Distributor, L.P., and Walnut Street Securities, Inc. William has experience working with insurance companies, investment companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio provider, investment research,index services, transition management and overlay services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transition management service fees
1
2
IL
08/22/2022 - Present
Northern Trust Investments, Inc. (CHICAGO IL)
PA
01/28/2008 - 03/29/2011
BNY CONVERGEX EXECUTION SOLUTIONS LLC (PITTSBURGH PA)
PA
07/02/2007 - 12/17/2007
MBSC SECURITIES CORPORATION (PITTSBURGH PA)
PA
08/11/2006 - 07/02/2007
MELLON FUNDS DISTRIBUTOR, L.P. (PITTSBURGH PA)
NA
04/10/1991 - 01/16/1992
WALNUT STREET SECURITIES, INC.
IA
Issued 07/29/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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