Unclaimed
William Michael Hughes is a financial advisor with Wells Fargo Advisors Financial Network, LLC. William Hughes has been in the financial services industry since 2005. He is a registered representative in Pennsylvania and Texas. William Hughes has a wide range of experience, including working with insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. William Hughes offers a variety of financial services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/14/2021 - Present
Wells Fargo Advisors Financial Network, LLC (WAYNE PA)
PA
04/03/2009 - 10/14/2021
WELLS FARGO CLEARING SERVICES, LLC (CHESTERBROOK PA)
PA
09/14/2007 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (BERWYN PA)
NJ
09/14/2005 - 09/19/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 10/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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