Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Michael Herbert is a financial advisor with over 20 years of experience. He is currently registered with Osaic Institutions, Inc. and holds Series 66, 63, 7 and SIE licenses. William is also a Certified Financial Planner (CFP). In addition to his role with Osaic Institutions, Inc. William also works as a Vice President at First Bank & Trust Company where he focuses on residential and commercial lending. Prior to joining Osaic Institutions, Inc., William worked at UVEST Financial Services Group, Inc., Tucker Anthony Incorporated, Branch, Cabell & Co., Inc., and One Valley Securities Corporation. William has a history of working with a diverse clientele including individuals, corporations, charitable organizations and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
03/17/2017 - Present
Osaic Institutions, Inc. (FOREST VA)
VA
01/02/2002 - 06/09/2008
UVEST FINANCIAL SERVICES GROUP, INC. (LYNCHBURG VA)
MA
03/28/2001 - 01/07/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
VA
07/05/2000 - 03/28/2001
BRANCH, CABELL & CO., INC. (RICHMOND VA)
WV
03/16/2000 - 07/05/2000
ONE VALLEY SECURITIES CORPORATION (CHARLESTON WV)
BOTH
Issued 03/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Herbert is the right advisor for you? Invested Better is here to help.
