Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hannold is an investment advisor representative at First Trust Advisors LP. William has been in the securities industry since 1998 and has a wide range of experience in investment advisory services. William is registered to provide advisory services in Illinois and Tennessee. William has a Series 6, 7, and 63 license, as well as a Series 65 license. William has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
12/19/2022 - Present
First Trust Advisors LP (WHEATON IL)
OH
03/29/2000 - 12/01/2000
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
ND
05/06/1998 - 03/29/2000
ARM SECURITIES CORPORATION (MINOT ND)
NJ
10/11/1996 - 06/09/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 03/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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