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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Michael Girone is an investment advisor representative with Osaic Wealth, Inc., a firm that provides financial planning, pension consulting, and educational seminars. William is also a registered representative with Securities America, Inc. William's firm provides a variety of services, including portfolio management for businesses and individuals, and selection of other advisors. William has over 30 years of experience in the financial services industry, with a focus on serving high-net-worth individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (Charlotte NC)
NC
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Charlotte NC)
NC
01/26/2016 - 07/17/2020
INVESTACORP, INC. (Charlotte NC)
NC
03/23/2015 - 12/31/2015
NFP ADVISOR SERVICES, LLC (Greensboro NC)
NC
01/14/2014 - 02/13/2015
INVEST FINANCIAL CORPORATION (GREENSBORO NC)
NC
10/29/2010 - 02/05/2014
ONEAMERICA SECURITIES, INC. (CHARLOTTE NC)
NC
08/14/2008 - 08/27/2010
EQUITY SERVICES, INC. (CHARLOTTE NC)
NY
12/20/2007 - 07/09/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
09/05/2002 - 11/05/2007
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
MN
09/05/2002 - 01/26/2004
WORTHMARK FINANCIAL SERVICES, LLC (ST. PAUL MN)
CT
10/12/1998 - 02/14/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
MN
03/05/1992 - 09/21/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 07/28/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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