Unclaimed
William Meyers Penegor is a financial advisor with Mesirow Financial, Inc. in Chicago, IL. William has been in the financial services industry since 2011. William has passed the Series 7, 55, 52, 57 and 63 exams. William is registered to sell securities in Illinois and New York. William was previously with Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/11/2024 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
08/12/2011 - 03/13/2024
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
BC
Issued 08/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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