Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lynch has been in the financial services industry since July 1999. William is currently registered with Imperial Capital, LLC, which is a firm headquartered in Los Angeles, CA. Prior to joining Imperial Capital, LLC, William was registered with ProFinance Associates, Inc. in San Diego, CA. William has a total of 5 exams, including Series 63, Series 24, Series 99TO, SIE and Series 7. William is currently registered in the states of California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/19/2018 - Present
Imperial Capital, LLC (LOS ANGELES CA)
CA
07/30/1999 - 06/01/2018
PROFINANCE ASSOCIATES, INC. (SAN DIEGO CA)
BC
Issued 10/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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