Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam McGuinn is a registered representative at J.P. Morgan Securities LLC and has been in the industry since 2003. William is registered in 53 states and 3 jurisdictions. William is also registered with FINRA. William is a Series 66, SIE, Series 3, Series 31, and Series 7 licensed advisor. J.P. Morgan Securities LLC provides a wide range of financial services to individuals and businesses, including investment advisory services, brokerage services, and banking products. William has experience in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and pension funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/22/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
03/06/2009 - 05/25/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/20/2004 - 03/10/2009
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NA
07/16/2004 - 10/01/2004
SANDS BROTHERS INTERNATIONAL LTD. (LONDON )
NY
08/13/2003 - 09/23/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 09/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2013
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 08/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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