Unclaimed
William McCollum is a financial advisor with Wells Fargo Securities, LLC. William has been in the financial services industry since 2001 and has a strong understanding of the investment banking space. William is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 79TO licenses. William also passed the Securities Industry Essentials (SIE) Exam. William is registered in 53 states and the District of Columbia. Prior to joining Wells Fargo Securities, LLC, William was employed by Stephens Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/28/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
AR
04/20/2001 - 08/19/2002
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 05/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/08/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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