Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Maxwell Mullen is a financial advisor with KKR Capital Markets LLC. William has over 10 years of experience in the financial services industry. William has passed several professional exams including the Series 63, Series 50, Series 52, Series 79 and the Securities Industry Essentials Examination (SIE). William is currently registered with the Financial Industry Regulatory Authority (FINRA) and is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/04/2021 - Present
KKR Capital Markets LLC (New York NY)
NY
08/27/2012 - 05/27/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 08/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/01/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/25/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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