Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wood is a financial advisor with over 30 years of experience in the industry. William is currently registered with Wells Fargo Clearing Services, LLC, and holds Series 3, 4, 6, 7, 9, 10, 24, 53, 63, and 65 licenses. William has previously worked with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., NATIONSSECURITIES, and GREAT WESTERN FINANCIAL SECURITIES CORPORATION. William's experience and expertise make him a valuable resource for clients seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/15/2023 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH GARDENS FL)
FL
06/25/2012 - 07/06/2012
WELLS FARGO ADVISORS, LLC (PALM BEACH GARDENS FL)
FL
11/10/2010 - 06/25/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PALM BEACH GARDENS FL)
FL
06/01/2009 - 11/10/2010
MORGAN STANLEY SMITH BARNEY (NORTH PALM BEACH FL)
FL
04/02/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NORTH PALM BEACH FL)
MA
01/01/1998 - 03/27/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
11/01/1993 - 01/01/1998
NATIONSSECURITIES
CA
10/24/1991 - 09/29/1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MA
03/12/1991 - 11/05/1991
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 10/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/09/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/19/1996
Series 4 - Registered Options Principal Examination
BC
Issued 05/02/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2003
Series 3 - National Commodity Futures Examination
BC
Issued 02/05/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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