Unclaimed
William Matthew Minardi is a financial professional registered with TP Icap Global Markets Americas LLC. William holds the Series 3, Series 7, Series 24, and Series 63 licenses. William has been in the financial services industry since October 2015. William was previously employed by ICAP Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/27/2015 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
03/14/2018 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 09/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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