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William Matthew Minardi

TP Icap Global Markets Americas LLC

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About William Matthew Minardi

William Matthew Minardi is a financial professional registered with TP Icap Global Markets Americas LLC. William holds the Series 3, Series 7, Series 24, and Series 63 licenses. William has been in the financial services industry since October 2015. William was previously employed by ICAP Securities USA LLC.

Firm Information

William Minardi is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Minardi’s Registration & Firm History

NY

10/27/2015 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

03/14/2018 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/27/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2016

Series 3 - National Commodity Futures Examination

BC

Issued 10/27/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Matthew Minardi.
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