Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Kaiser has been in the financial industry since 1998. William is currently registered with Empower Financial Services, Inc. in Greenwood Village, CO. William is also registered in 52 states. William holds Series 6, 7, and 63 licenses. William has also held licenses with GWFS Equities, Inc., One Orchard Equities, Inc., Wall Street West, Inc. and Power Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/23/2018 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
10/21/2002 - 07/19/2016
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
03/27/1997 - 10/21/2002
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
NA
12/08/1988 - 01/03/1989
WALL STREET WEST, INC.
NA
10/19/1988 - 01/03/1989
POWER SECURITIES CORPORATION
BC
Issued 06/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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