Unclaimed
William Jones is a securities professional with over 6 years of experience in the financial industry. William is currently registered with Apollo Global Securities, LLC. William holds the Series 7, Series 63, Series 79 and SIE licenses. Prior to joining Apollo Global Securities, LLC, William was associated with Citigroup Global Markets Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/23/2019 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
08/12/2013 - 04/09/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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