Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Guinn is a financial professional with over 15 years of experience in the financial services industry. He has held various roles at different firms, including MML Investors Services, LLC, MetLife Securities Inc., Edward Jones, and Essex National Securities, Inc. He has held registrations in various states including Georgia, Florida and Texas. Currently, William Guinn is a registered representative and investment advisor representative with Schwab Wealth Advisory, Inc. His experience covers various aspects of financial services, including investment advisory services, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
01/03/2020 - Present
Schwab Wealth Advisory, Inc. (ORLANDO FL)
GA
08/24/2015 - 12/11/2015
CAPE SECURITIES INC. (MCDONOUGH GA)
GA
09/20/2013 - 08/27/2015
MML INVESTORS SERVICES, LLC (ATLANTA GA)
GA
12/23/2011 - 08/20/2013
METLIFE SECURITIES INC. (ATLANTA GA)
GA
11/30/2009 - 11/04/2011
EDWARD JONES (CUMMING GA)
GA
03/20/2008 - 11/27/2009
ESSEX NATIONAL SECURITIES, INC. (ALPHARETTA GA)
GA
10/05/2007 - 03/14/2008
GPC SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 12/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/17/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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