Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cox is a financial professional who has been in the industry since 2006. Currently, William is a registered representative with State Farm VP Management Corp. Prior to his current position, William worked for SIG SECURITIES, L.L.C. and PaineWebber Incorporated. William holds the Series 6, Series 7, Series 63, and Series 65 licenses, as well as the Securities Industry Essentials Examination (SIE). William is currently registered to conduct business in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/21/2009 - Present
State Farm VP Management Corp. (Prosper TX)
TX
01/04/2002 - 03/29/2004
SIG SECURITIES, L.L.C. (DALLAS TX)
NJ
12/14/1999 - 02/05/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 10/01/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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