Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cain is a registered representative with Finalis Securities LLC. William has been in the industry since October 2021. William is licensed to sell securities in the following states: California, Colorado, District of Columbia, Georgia, New York, Utah, and Washington. William has passed the Series 63, Series 82TO, and SIE exams. William's previous employer was GROWTH CAPITAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/27/2022 - Present
Finalis Securities LLC (New York NY)
DE
10/11/2021 - 01/13/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
BC
Issued 09/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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