Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Walters has been a registered representative for over 35 years and currently works at LPL Financial LLC. William is registered with the state of California. William specializes in providing financial planning, portfolio management for businesses and individuals, as well as consulting and other non-discretionary advisory services. William also owns a handyman business outside of his financial advisory practice. William previously worked at Securities America, Inc., Associated Planners Securities Corporation, Titan Capital Corporation and Westlake Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/05/2011 - Present
LPL Financial LLC (CAMARILLO CA)
CA
02/04/1991 - 05/12/2011
SECURITIES AMERICA, INC. (CAMARILLO CA)
MA
01/02/1986 - 02/11/1991
ASSOCIATED PLANNERS SECURITIES CORPORATION (BOSTON MA)
NA
11/11/1983 - 01/01/1986
TITAN CAPITAL CORPORATION
NA
10/19/1983 - 11/15/1983
WESTLAKE SECURITIES, INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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