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William Martin Sapoch

Brean Capital, LLC

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About William Martin Sapoch

William Martin Sapoch is a securities professional with over 30 years of experience in the financial services industry. William has held positions at several firms including Gleacher & Company Securities, Inc., Broadpoint Descap, BNY Capital Markets Inc. and Mendham Capital Group, Inc.. Currently, William is registered with Brean Capital, LLC and is located at their Summit, NJ office. William is a Series 7, 24 and 63 licensed professional.

Firm Information

William Sapoch is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Sapoch’s Registration & Firm History

NJ

03/21/2013 - Present

Brean Capital, LLC (SUMMIT NJ)

NJ

03/03/2008 - 04/04/2013

GLEACHER & COMPANY SECURITIES, INC. (ROSELAND NJ)

NY

05/08/2008 - 10/16/2008

BROADPOINT DESCAP (NEW YORK NY)

NY

03/03/1998 - 03/04/2008

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NJ

08/21/1992 - 03/03/1998

MENDHAM CAPITAL GROUP, INC. (ROSELAND NJ)

NA

09/01/1989 - 08/28/1992

PRINTON, KANE GROUP, INC.

NA

06/25/1988 - 09/01/1989

PRINTON, KANE GOVERNMENT SECURITIES, INC.

NA

05/22/1985 - 09/01/1989

PRINTON KANE & CO., L.P.

NA

08/26/1987 - 07/16/1988

PRINTON, KANE GOVERNMENT SECURITIES, L.P.

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Licenses & Designations

BC

Issued 02/13/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Martin Sapoch.
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