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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Roche is a financial advisor with Northland Securities, Inc. in St. Clair Shores, MI. William has over 30 years of experience in the financial services industry and is dedicated to providing personalized financial planning and investment management services to individuals and families. William holds a Series 7, Series 24, Series 50, Series 52, Series 53, and Series 54 license and has passed the SIE exam. William specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses. William is committed to helping clients achieve their financial goals through a comprehensive and tailored approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MI
07/02/2020 - Present
Northland Securities, Inc. (St. Clair Shores MI)
MI
10/13/2011 - 05/26/2020
HUNTINGTON SECURITIES, INC. (ST. CLAIR SHORES MI)
MI
11/23/2009 - 10/14/2011
MESIROW FINANCIAL, INC. (SAINT CLAIR MI)
MI
03/27/2007 - 10/20/2009
RAYMOND JAMES & ASSOCIATES, INC. (GROSSE POINTE FARMS MI)
MI
12/21/2005 - 03/19/2007
NATCITY INVESTMENTS, INC. (DETROIT MI)
NY
01/01/1999 - 08/22/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
MI
09/26/1986 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
BC
Issued 05/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2022
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 08/27/1996
Series 24 - General Securities Principal Examination
BC
Issued 12/06/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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