Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Marshall Saunderson is a financial advisor registered with Wells Fargo Clearing Services, LLC. William has been in the financial services industry since 1986. William has served as a financial advisor at UBS Financial Services Inc, Citigroup Global Markets Inc, Prudential Securities Incorporated and Wells Fargo Advisors LLC. Currently, William is registered to provide investment advice in 40 states and Washington D.C. William holds the Series 7, Series 9, Series 10, Series 63 and SIE securities licenses. William provides financial planning, pension consulting, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/10/2010 - Present
Wells Fargo Clearing Services, LLC (FORT LAUDERDALE FL)
FL
06/25/2004 - 09/10/2010
UBS FINANCIAL SERVICES INC. (ST. PETERSBURG FL)
NY
10/25/1993 - 07/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/17/1985 - 09/29/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 01/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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