Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Marshall Dial is a securities professional with over 27 years of experience in the financial services industry. William has a broad range of experience, having worked at firms such as Barclays Capital Inc., Deutsche Bank Securities Inc., and Cantor Fitzgerald & Co.. William is currently registered with Seaport Global Securities LLC in Greenwich, CT and New York, NY. William is licensed to conduct business in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
12/04/2023 - Present
Seaport Global Securities LLC (GREENWICH CT)
NY
01/30/2023 - 10/30/2023
BLAYLOCK VAN, LLC (NEW YORK NY)
NY
07/18/2018 - 10/05/2022
STONEX FINANCIAL INC. (NEW YORK NY)
NY
01/17/2019 - 05/01/2019
INTL FCSTONE CREDIT TRADING LLC (NEW YORK NY)
NY
01/09/2012 - 07/10/2018
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/21/2011 - 12/09/2011
MF GLOBAL INC. (NEW YORK NY)
CT
01/03/2011 - 08/04/2011
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
CT
10/14/2008 - 01/03/2011
KNIGHT LIBERTAS LLC (GREENWICH CT)
NY
12/18/2002 - 09/24/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/20/1997 - 04/04/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NE
02/22/1995 - 08/25/1995
WATERHOUSE SECURITIES, INC. (OMAHA NE)
TX
08/24/1992 - 02/06/1995
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
06/26/1992 - 08/05/1992
CHELSEA STREET SECURITIES, INC.
BC
Issued 06/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/23/1998
Series 3 - National Commodity Futures Examination
BC
Issued 06/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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