linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Marshall Dent

Prudential Annuities Distributors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Marshall Dent

William Dent is a financial advisor currently registered with Prudential Annuities Distributors, Inc. William has been in the financial services industry since 2001. William has worked with several firms throughout their career, including Brinkers Capital Securities, LLC, Cetera Investment Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc., Scottrade, Inc., GWN Securities Inc., Voya Financial Advisors, Inc., ING Financial Advisors, LLC, AXA Advisors, LLC and Quick & Reilly, Inc. William holds a Series 66 and Series 7 licenses.

Firm Information

William Dent is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Dent’s Registration & Firm History

CT

03/01/2022 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

PA

01/26/2022 - 02/14/2022

BRINKER CAPITAL SECURITIES, LLC (BERWYN PA)

NJ

03/16/2020 - 12/08/2021

CETERA INVESTMENT SERVICES LLC (SEWELL NJ)

NJ

11/11/2019 - 03/09/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NJ

02/26/2018 - 09/11/2019

TD AMERITRADE, INC. (SEWELL NJ)

NJ

02/23/2017 - 02/26/2018

SCOTTRADE, INC. (SEWELL NJ)

NJ

12/09/2014 - 02/22/2017

GWN SECURITIES INC. (Atlantic City NJ)

NJ

01/03/2011 - 12/10/2014

VOYA FINANCIAL ADVISORS, INC. (ATLANTIC CITY NJ)

NJ

08/27/2009 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (RANCOCAS NJ)

NJ

06/20/2002 - 08/13/2009

AXA ADVISORS, LLC (PRINCETON NJ)

NY

05/18/2001 - 06/21/2002

QUICK & REILLY, INC. (NEW YORK NY)

Not sure if William Marshall Dent is right for you?

Licenses & Designations

BOTH

Issued 01/28/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Marshall Dent.
Not sure if William Marshall Dent is right for you?